Accounting Research

Tax Resources

Free Resources

Filing Types

Listed below are the filling types available. You may want to refer to a description of SEC forms. 

  • DEF 14A- Proxy Statement (Board of Directors appointments, changes, etc)
  • 10-K Annual Report to the SEC
  • 10-KA Amended Annual Report
  • 10-Q Quarterly Report
  • 8-K Changes report that could affect the financial health of the company
  • 6-K Non-US companies listed on one of the US stock exchanges report similar to 8-K
  • 20-F Non-US company annual report to SEC
  • 13-D Insider shares traded by board
  • 13-FE Institutional Holders' trades
  • 14-D1 Tender offer or Acquisition of another company
  • 14-D9 Response to tender offer
  • S-1 New Issue Filing, often known as the Prospectus for an Initial Public Offering (IPO)
  • Form SB-Small Business IPO

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