Listed below are the filling types available. You may want to refer to a description of SEC forms.
- DEF 14A- Proxy Statement (Board of Directors appointments, changes, etc)
- 10-K Annual Report to the SEC
- 10-KA Amended Annual Report
- 10-Q Quarterly Report
- 8-K Changes report that could affect the financial health of the company
- 6-K Non-US companies listed on one of the US stock exchanges report similar to 8-K
- 20-F Non-US company annual report to SEC
- 13-D Insider shares traded by board
- 13-FE Institutional Holders' trades
- 14-D1 Tender offer or Acquisition of another company
- 14-D9 Response to tender offer
- S-1 New Issue Filing, often known as the Prospectus for an Initial Public Offering (IPO)
- Form SB-Small Business IPO